Compliance Officer


    Location
    Berkshire
    Date

    Signet Resources

    We are seeking an immediately available Compliance Officer for a brilliant 12 month opportunity within a progressive organisation who are experiencing continued success!

    This role will be responsible for monitoring, providing compliance support and advice to the business on a wide range of compliance matters.

    The successful candidate will report into the Compliance Manager and assist with the implementation of and embedding of HME’s Risk and Compliance framework.

    Responsibilities:

    • Supporting the Compliance Manager in ensuring that HME meets its legal and regulatory obligations.
    • Providing regulatory advice and guidance to the business on a range of compliance topics, including Consumer Duty, credit broking requirements within the Consumer Credit Sourcebook (CONC) and Data Protection.
    • Producing written reports of monitoring outcomes, review findings and action plans.

    The successful candidate will have exceptional communication skills with detailed technical knowledge and FCA Handbooks including CONC, DISP, PRIN and SYSC, legislative frameworks such as AML and Data Protection. Previous experience working within a compliance or risk department of a FCA regulated company, preferably gained within the motor industry. The successful candidate will have practical understanding and experience of the FCA’s expectations in relation to customer outcomes and treatment of vulnerable customers.

    This is a real chance to experience a fast paced, ever-changing environment ,the role is inside IR35 and the day rate is up to £400 per day depending on experience.

    You will enjoy a 35 hr week and a hybrid working model which requires 50% of the working month based at the Bracknell office.

    Excellent working environment and 1pm finish on a Friday!